CATHERINE ELIZABETH SCHWARTZ is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2021-07-21 | present | Yes |
| WADDELL & REED | 2004-09-17 | 2021-07-21 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2003-05-12 | 2004-09-25 | — |