MARK DAVID RAU

MARK DAVID RAU is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.

Registration history (3)

FirmFromToCurrent
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2013-03-27presentYes
WELLS FARGO CLEARING SERVICES, LLC2005-05-172013-03-18
AMERIPRISE FINANCIAL SERVICES, LLC2003-09-182005-02-02

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