CARLOS ALBERTO ROMERO is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2013-11-01 | present | Yes |
| XML SECURITIES | 2012-07-17 | 2013-11-04 | — |
| ALLSTATE FINANCIAL ADVISORS, LLC | 2011-10-24 | 2012-06-21 | — |
| LPL FINANCIAL LLC | 2009-06-02 | 2010-06-17 | — |
| PNC WEALTH MANAGEMENT | 2008-05-05 | 2009-06-02 | — |
| UVEST FINANCIAL SERVICES GROUP, INC. | 2006-08-03 | 2008-03-25 | — |
| TRUIST INVESTMENT SERVICES, INC. | 2004-06-14 | 2006-02-16 | — |
| EQUITABLE ADVISORS, LLC | 2003-07-24 | 2004-04-09 | — |