KIMBERLY M JAMES

KIMBERLY M JAMES is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (6)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2022-04-14presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-02-122022-04-01
MORGAN STANLEY SMITH BARNEY LLC2009-06-012013-12-18
MORGAN STANLEY & CO. LLC2008-10-102009-06-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2005-04-152008-10-09
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-03-112005-01-10

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