Frank Joseph Uxa is an investment adviser representative (IAR) with state registration records since 2009, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-03-31 | present | Yes |
| COMPAK ASSET MANAGEMENT | 2024-08-27 | 2024-12-24 | — |
| THRIVENT INVESTMENT MANAGEMENT INC. | 2024-04-05 | 2024-08-14 | — |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2023-05-22 | 2023-11-07 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2019-05-24 | 2023-04-17 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2010-09-14 | 2019-05-29 | — |
| WELLS FARGO INVESTMENTS, LLC | 2009-07-20 | 2010-09-10 | — |