CHARLES ALBERT ROSENBAUM is an investment adviser representative (IAR) with state registration records since 2014, appearing at 2 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | 2023-07-27 | present | Yes |
| PRINCIPAL SECURITIES, INC. | 2014-03-10 | 2023-08-04 | — |