RICHARD MAURISMA

RICHARD MAURISMA is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with VALIC FINANCIAL ADVISORS, INC..

Registration history (7)

FirmFromToCurrent
VALIC FINANCIAL ADVISORS, INC.2021-09-08presentYes
FIRST HORIZON ADVISORS, INC.2019-09-162021-08-09
EQUITABLE ADVISORS, LLC2017-05-262019-09-10
WELLS FARGO CLEARING SERVICES, LLC2011-09-262016-06-14
CHASE INVESTMENT SERVICES CORP.2009-05-022011-10-05
WAMU INVESTMENTS, INC.2008-09-292009-05-02
MORGAN STANLEY DW INC.2004-06-152005-01-24

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