BRIAN RICHARD DOUGHTY

BRIAN RICHARD DOUGHTY is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2024-11-07presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2015-08-172024-11-12
LPL FINANCIAL LLC2010-12-202015-08-28
AMERIPRISE FINANCIAL SERVICES, LLC2004-01-132010-12-23

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