Richard M Appling is an investment adviser representative (IAR) with state registration records since 2017, appearing at 7 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2025-09-15 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2023-01-10 | 2025-09-16 | — |
| LPL FINANCIAL LLC | 2022-07-18 | 2023-02-03 | — |
| PRUCO SECURITIES, LLC | 2021-10-28 | 2022-07-18 | — |
| CUNA BROKERAGE SERVICES, INC. | 2018-12-18 | 2021-10-25 | — |
| BB&T SECURITIES, LLC | 2018-01-02 | 2018-12-10 | — |
| BB&T INVESTMENT SERVICES, INC. | 2017-02-21 | 2018-01-02 | — |