WENDI-ANN FRANCIS

WENDI-ANN FRANCIS is an investment adviser representative (IAR) with state registration records since 2014, appearing at 4 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (4)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2021-08-31presentYes
PNC MANAGED ACCOUNT SOLUTIONS, INC.2021-05-042021-08-12
CETERA INVESTMENT ADVISERS LLC2017-01-052021-03-17
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-09-052016-06-10

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