KATHLEEN XUAN PHAN is an investment adviser representative (IAR) with state registration records since 2012, appearing at 3 firms. Currently registered with STIRLINGSHIRE RIA LLC.
| Firm | From | To | Current |
|---|---|---|---|
| STIRLINGSHIRE RIA LLC | 2023-11-03 | present | Yes |
| LPL FINANCIAL LLC | 2017-11-29 | 2023-12-01 | — |
| NATIONAL PLANNING CORPORATION | 2012-11-16 | 2017-11-29 | — |