SHAWN PATRICK WHATLEY

SHAWN PATRICK WHATLEY is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2023-04-14presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2022-05-052023-04-18
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT2011-07-272022-05-05
MML INVESTORS SERVICES, LLC2006-11-172011-08-03
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-01-032006-09-12

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