LEO ESSES is an investment adviser representative (IAR) with state registration records since 2005, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2023-10-20 | present | Yes |
| MML INVESTORS SERVICES, LLC | 2017-03-25 | 2023-10-23 | — |
| MSI FINANCIAL SERVICES, INC. | 2012-02-10 | 2017-03-25 | — |
| UBS FINANCIAL SERVICES INC. | 2006-03-07 | 2012-02-21 | — |
| EQUITABLE ADVISORS, LLC | 2005-06-08 | 2006-03-15 | — |