Seth Berkowitz is an investment adviser representative (IAR) with state registration records since 2005, appearing at 8 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2022-06-14 | present | Yes |
| CITIZENS SECURITIES, INC. | 2022-03-07 | 2022-06-15 | — |
| HSBC SECURITIES (USA) INC. | 2016-02-01 | 2022-02-18 | — |
| SANTANDER SECURITIES LLC | 2015-06-15 | 2016-01-22 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2014-11-24 | 2015-05-27 | — |
| SANTANDER SECURITIES LLC | 2013-02-14 | 2014-02-03 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2011-10-21 | 2013-02-25 | — |
| HSBC SECURITIES (USA) INC. | 2010-01-28 | 2011-09-09 | — |
| CHASE INVESTMENT SERVICES CORP. | 2005-12-08 | 2010-01-04 | — |
| MORGAN STANLEY DW INC. | 2005-03-29 | 2005-12-05 | — |