HEATHER B BARONE

HEATHER B BARONE is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
COMMONWEALTH EQUITY SERVICES, LLC2020-01-13presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2017-11-142020-01-10
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.2015-01-022017-12-08
NATIONAL PLANNING CORPORATION2008-04-112015-01-02

More