James Charles Duncan is an investment adviser representative (IAR) with state registration records since 2011, appearing at 7 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2023-03-23 | present | Yes |
| FSC SECURITIES CORPORATION | 2015-08-06 | 2016-05-02 | — |
| WOODBURY FINANCIAL SERVICES, INC. | 2015-08-06 | 2016-05-02 | — |
| OSAIC SERVICES, INC. | 2015-08-06 | 2016-05-02 | — |
| VALIC FINANCIAL ADVISORS, INC. | 2015-08-06 | 2017-09-21 | — |
| OSAIC WEALTH, INC. | 2015-08-06 | 2016-05-02 | — |
| LPL FINANCIAL LLC | 2014-09-08 | 2015-04-22 | — |
| FSC SECURITIES CORPORATION | 2011-11-15 | 2014-08-20 | — |