LESLIE PATRICIA MONTES DE OCA

LESLIE PATRICIA MONTES DE OCA is an investment adviser representative (IAR) with state registration records since 2013, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
LPL FINANCIAL LLC2024-03-14presentYes
CITIGROUP GLOBAL MARKETS INC.2017-03-272024-04-12
BB&T INVESTMENT SERVICES, INC.2014-07-182017-03-20
J.P. MORGAN SECURITIES LLC2013-07-052014-07-14

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