DANIEL JAMES DUFFY

DANIEL JAMES DUFFY is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (4)

FirmFromToCurrent
TD AMERITRADE, INC.2022-07-222022-10-14
CHARLES SCHWAB & CO., INC.2018-08-30presentYes
FIDELITY PERSONAL AND WORKPLACE ADVISORS2018-07-132018-08-24
STRATEGIC ADVISERS LLC2011-06-152018-07-13

More