ROGER DENNIS WOOD is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | 2011-05-24 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2009-10-05 | 2011-05-13 | — |
| AMERIPRISE ADVISOR SERVICES, INC. | 2007-09-13 | 2009-10-05 | — |
| UBS FINANCIAL SERVICES INC. | 2006-08-12 | 2007-09-10 | — |
| PIPER SANDLER & CO. | 2002-10-18 | 2006-08-12 | — |