AL HENRY PERALTA is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2020-01-16 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2012-05-02 | 2020-01-27 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-01-11 | 2012-05-02 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-02-19 | 2010-11-10 | — |