SAMUEL ANTHONY THOMAS

SAMUEL ANTHONY THOMAS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (6)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2023-09-26presentYes
MORGAN STANLEY SMITH BARNEY LLC2023-01-122023-09-22
HARRISDIRECT LLC2010-06-142023-09-05
CENTRAL COAST FINANCIAL PLANNING, INC.2008-01-012009-12-31
LPL FINANCIAL LLC2007-10-302010-03-04
A. G. EDWARDS & SONS, INC.2004-01-302007-10-26

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