Romania Quan Lee

Romania Quan Lee is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with EMPOWER ADVISORY GROUP, LLC.

Registration history (6)

FirmFromToCurrent
EMPOWER ADVISORY GROUP, LLC2022-05-05presentYes
FIDELITY PERSONAL AND WORKPLACE ADVISORS2022-01-182022-04-25
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2014-05-142020-11-13
CHARLES SCHWAB & CO., INC.2007-08-082012-09-24
UBS FINANCIAL SERVICES INC.2005-09-282007-08-08
AMERIPRISE FINANCIAL SERVICES, LLC2004-04-072005-07-12

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