Catherine Gao Hsu

Catherine Gao Hsu is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with MAGNOLIA CAPITAL ASSET MANAGEMENT LLC.

Registration history (8)

FirmFromToCurrent
MAGNOLIA CAPITAL ASSET MANAGEMENT LLC2022-11-10presentYes
COLORADO FINANCIAL SERVICE CORPORATION2017-02-102022-04-04
ALPHA STRATEGIES INVESTMENT CONSULTING INC.2015-04-012017-01-18
SIGMA PLANNING CORPORATION2011-11-222012-06-13
SIGMA PLANNING CORPORATION2010-09-082011-07-18
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2007-04-162009-06-19
MORGAN STANLEY & CO. LLC2007-04-022007-04-17
MORGAN STANLEY DW INC.2004-03-152007-04-02

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