JAMES ALLEN ROSSET is an investment adviser representative (IAR) with state registration records since 2012, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2025-05-21 | present | Yes |
| OSAIC INSTITUTIONS, INC. | 2024-10-03 | 2025-05-21 | — |
| LPL FINANCIAL LLC | 2024-02-06 | 2024-10-24 | — |
| OSAIC INSTITUTIONS, INC. | 2016-07-01 | 2024-02-01 | — |
| ESSEX NATIONAL SECURITIES, LLC | 2014-09-22 | 2016-07-01 | — |
| ROYAL ADVISORS, LLC | 2012-09-19 | 2013-04-30 | — |