LARRY CHARLES AU is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2025-08-29 | present | Yes |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2008-07-01 | 2025-09-17 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-01-01 | 2008-07-01 | — |
| A. G. EDWARDS & SONS, INC. | 2004-02-25 | 2008-01-01 | — |