KATHRYN S MAXWELL UFFERMAN is an investment adviser representative (IAR) with state registration records since 2014, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2019-10-01 | present | Yes |
| FSC SECURITIES CORPORATION | 2014-10-23 | 2019-10-03 | — |