CHARLES PATRICK SMITH is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2025-05-05 | present | Yes |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2024-02-05 | 2025-05-30 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2016-08-12 | 2023-10-04 | — |
| UMB FINANCIAL SERVICES, INC. | 2009-06-23 | 2013-10-07 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2009-06-23 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2004-02-18 | 2009-06-01 | — |