MICHAEL ALFRED ROMA is an investment adviser representative (IAR) with state registration records since 2004, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-06-04 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2004-04-23 | 2009-06-17 | — |