ERNESTO VARGAS TRUQUI

ERNESTO VARGAS TRUQUI is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2025-12-01presentYes
PNC WEALTH MANAGEMENT2022-07-202025-10-06
RAYMOND JAMES & ASSOCIATES, INC.2017-08-242020-11-10
MORGAN STANLEY SMITH BARNEY LLC2011-07-182017-08-10
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-05-102011-07-25

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