PHILIP D TOPACIO is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2016-01-11 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2012-10-01 | 2016-01-04 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2010-06-03 | 2012-10-05 | — |
| UBS FINANCIAL SERVICES INC. | 2007-10-23 | 2010-05-20 | — |