DANIEL STEPHEN SCHWARTZ

DANIEL STEPHEN SCHWARTZ is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (5)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2015-12-07presentYes
UBS FINANCIAL SERVICES INC.2013-08-062015-03-06
MORGAN STANLEY SMITH BARNEY LLC2009-06-012013-08-21
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2006-01-032007-04-02

More