JEFFREY ROCCA is an investment adviser representative (IAR) with state registration records since 2004, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2020-01-03 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2004-10-28 | 2011-07-05 | — |