RICHARD JAMES HAEUFLE

RICHARD JAMES HAEUFLE is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2024-10-17presentYes
HORTER INVESTMENT MANAGEMENT, LLC2023-08-022024-09-16
FIDELITY PERSONAL AND WORKPLACE ADVISORS2018-07-132023-07-17
STRATEGIC ADVISERS LLC2009-11-202018-07-13

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