JOHN A BAZAN

JOHN A BAZAN is an investment adviser representative (IAR) with state registration records since 2011, appearing at 3 firms. Currently registered with ROCKEFELLER FINANCIAL LLC, ROCKEFELLER CAPITAL MANAGEMENT.

Registration history (3)

FirmFromToCurrent
ROCKEFELLER CAPITAL MANAGEMENT2025-03-28presentYes
ROCKEFELLER FINANCIAL LLC2025-03-28presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-02-112025-03-31

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