JOSEPH E BUFFA is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with WELLS FARGO INVESTMENT INSTITUTE, INC..
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO INVESTMENT INSTITUTE, INC. | 2023-02-27 | present | Yes |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2009-12-14 | 2023-01-26 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-04-27 | 2023-01-26 | — |