CAROLINE WALL is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2014-12-05 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-10-10 | 2014-12-08 | — |
| UBS FINANCIAL SERVICES INC. | 2006-03-29 | 2007-09-19 | — |