WESLEY UNDERWOOD is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2017-04-21 | present | Yes |
| EDWARD D. JONES & CO., L.P. | 2009-04-27 | 2009-10-30 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-03-23 | 2009-01-15 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2004-08-30 | 2007-03-28 | — |