BRIAN DAVID BABB

BRIAN DAVID BABB is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (3)

FirmFromToCurrent
LPL FINANCIAL LLC2025-08-28presentYes
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT2011-03-142025-11-13
WELLS FARGO CLEARING SERVICES, LLC2009-06-172011-03-09

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