NICKLUS H. CAPLENOR is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2025-06-03 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2012-04-23 | 2025-06-12 | — |
| MORGAN KEEGAN & COMPANY, LLC | 2004-08-31 | 2012-04-24 | — |