ROGER R KRAUS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2016-10-07 | present | Yes |
| CREDIT SUISSE SECURITIES (USA) LLC | 2009-01-13 | 2010-05-25 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-09-24 | 2004-09-28 | — |