Suzanne Lee Regan

Suzanne Lee Regan is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2020-12-17presentYes
MORGAN STANLEY SMITH BARNEY LLC2012-02-272015-08-26
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2007-05-082012-02-28
UBS FINANCIAL SERVICES INC.2005-08-022007-04-12

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