SHIRLEY CHEN

SHIRLEY CHEN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (4)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2022-09-30presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012022-10-14
CITIGROUP GLOBAL MARKETS INC.2006-06-302009-06-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2005-03-292006-06-12

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