Dwayne M Cates is an investment adviser representative (IAR) with state registration records since 2006, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2008-07-23 | present | Yes |
| WELLS FARGO INVESTMENTS, LLC | 2008-02-05 | 2008-06-24 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2006-03-06 | 2007-01-12 | — |