KENNETH JAMES MOODIE is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2014-07-15 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2014-05-16 | — |
| CHASE INVESTMENT SERVICES CORP. | 2009-05-02 | 2012-10-01 | — |
| WAMU INVESTMENTS, INC. | 2005-06-06 | 2009-05-02 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2004-10-01 | 2005-06-07 | — |