DAVID JAMES SULLIVAN is an investment adviser representative (IAR) with state registration records since 2017, appearing at 2 firms. Currently registered with SETTLEMENT CAPITAL ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SETTLEMENT CAPITAL ADVISORS, LLC | 2023-01-29 | present | Yes |
| PARK AVENUE SECURITIES LLC | 2017-03-08 | 2022-12-15 | — |