ROBERTO ALEJANDRO GARFIAS

ROBERTO ALEJANDRO GARFIAS is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2023-01-04presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-06-092023-01-05
WELLS FARGO CLEARING SERVICES, LLC2011-01-032014-06-09
WELLS FARGO INVESTMENTS, LLC2005-11-232011-01-03

More