THOMAS EUGENE SMITH is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2018-03-19 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2015-08-27 | 2018-03-19 | — |
| PNC WEALTH MANAGEMENT | 2014-01-14 | 2015-08-21 | — |
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | 2012-02-08 | 2014-01-24 | — |
| CETERA INVESTMENT SERVICES LLC | 2009-05-19 | 2012-02-13 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-11-22 | 2009-05-12 | — |