TONI LYNN ROSE

TONI LYNN ROSE is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.

Registration history (6)

FirmFromToCurrent
STIFEL, NICOLAUS & COMPANY, INCORPORATED2019-01-17presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-08-012019-01-22
CETERA INVESTMENT ADVISERS LLC2014-01-212014-08-01
CETERA INVESTMENT SERVICES LLC2010-09-212014-01-21
CUNA BROKERAGE SERVICES, INC.2008-04-302010-09-22
USAA INVESTMENT SERVICES COMPANY2007-10-232008-04-21

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