JAMES E CASEY is an investment adviser representative (IAR) with state registration records since 2005, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2026-01-23 | present | Yes |
| SECURITIES AMERICA ADVISORS, INC. | 2018-10-23 | 2020-01-23 | — |
| SIGNATOR INVESTORS, INC. | 2013-01-09 | 2018-10-22 | — |
| EDWARD D. JONES & CO., L.P. | 2010-02-19 | 2012-12-18 | — |
| J.P. MORGAN SECURITIES LLC | 2008-10-01 | 2010-02-12 | — |
| J.P. MORGAN SECURITIES INC. | 2007-05-17 | 2008-10-01 | — |
| UBS FINANCIAL SERVICES INC. | 2005-01-17 | 2007-02-14 | — |