JAMES ROSE is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with STEADTRUST.
| Firm | From | To | Current |
|---|---|---|---|
| STEADTRUST | 2025-05-02 | present | Yes |
| B. RILEY WEALTH ADVISORS, INC. | 2020-09-18 | 2025-05-29 | — |
| UNITED ADVISORS SERVICES, LLC | 2015-05-27 | 2020-09-22 | — |
| UBS FINANCIAL SERVICES INC. | 2005-08-08 | 2015-04-01 | — |